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FAIS COMPLIANCE
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Licence Application

We facilitate the licence application process for prospective Financial Services Providers. We offer advice and guidance with regard to the applicant's eligibility and suitability. 

The Financial Services Board can reject all incomplete and incorrect applications without refunding the application fee. The turnaround time for an application to be processed at the FSB can take between 6 to 12 weeks. So do not waste valuable time compiling the application. After all, time is money when you need to open your own business. 

Our 2014 rate is a once off fee of R1400-00 for assistance with a Category 1 licence application. We will compile the application, provide the necessary documentation/templates, review, submit and liaise with the FSB until the application reaches the Licence Committee for a decision. Our licence application process is conducted through electronic and/or telephonic mediums therefore we are able to facilitate applications for applicants throughout South Africa. We charge an additional consultation fee in the event that a consultation is requested.

We cannot influence the decision of the Licence Committee, however we can present a comprehensive application which will make it easier and faster to be processed and assessed. 

Applicants are not obligated to contract with our office for full time compliance services after the licence is approved at the FSB.

Give our office a call for a free basic assessment to determine whether you
meet the minimum requirements to apply for a licence.


Note: Our fees are separate from the fees payable to the FSB.

Licence Application Forms

FSP 1 |  FSP 2 | FSP 4    | FSP 5   |FSP 6

FSP 7 | 
FSP 9 | FSP 10 | FSP 11 |FSP 13     

FSP 15 
 


*indicates required fields 
  *Applicant Name:
  *Applicant Email Address:
  *Licence Type:
  Telephone:
  Cellphone:
  Financial Products:  Short Term Products
 Long Term Products
 Retail
 Pension Fund Benefits
 Securities and Instruments
 Collective Investments
 Health Benefits
 Short Term Deposits
 Long Term Deposits
  Additional Information:

After filling the details click the SUBMIT button.
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